The Purpose of Preclinical Testing: A Pillar of Drug Development

Preclinical Testing

Preclinical testing serves as the foundation for drug development, aiming to evaluate the safety and efficacy of a potential new treatment before progressing to clinical trials. By conducting rigorous in vitro and in vivo studies, researchers gain essential insights into the drug candidate's pharmacological properties and potential therapeutic benefits.

Insights revealed by preclinical testing regarding a drug candidate's pharmacokinetics inform decisions related to dosing, administration routes, and potential drug-drug interactions. Furthermore, preclinical testing elucidates the drug's pharmacodynamics, the relationship between drug concentration and its effects on the body, providing valuable information on the drug's mechanism of action.

The primary goal of preclinical testing, however, is typically to identify any potential risks or toxicities associated with the drug candidate. By assessing the drug's safety profile in animal models, researchers can identify potential adverse effects on vital organs, genotoxicity, or other toxicities.

Preclinical Stage of a Disease

The preclinical stage of a disease refers to the period during which an individual is affected by a disease-causing agent, but does not yet exhibit any visible signs or symptoms. This stage is of significant interest because understanding the processes that occur during this phase can help to identify biomarkers and flag opportunities for early intervention, which can potentially halt or reverse disease progression before it causes irreversible damage.

Investigating the preclinical stage of a disease often involves the use of animal models and in vitro studies. Researchers also use these experimental models to test the efficacy of various therapeutic approaches in preventing or mitigating the development of symptoms during the preclinical stage of the disease. Furthermore, by studying the preclinical stage, researchers can identify genetic, environmental, and lifestyle factors that contribute to an individual's susceptibility to developing the disease.

Key Processes and Procedures in Preclinical Trials

Preclinical trials encompass a range of activities designed to gather essential data on a potential new medical treatment. These activities can be broadly categorized as follows:

In Vitro Studies

  • Employing cell lines, tissues, or isolated enzymes to evaluate the drug's effect.
  • Screening for cytotoxicity, genotoxicity, and potential target identification.
  • Assessing drug absorption and metabolism using cellular models.

In Vivo Studies

  • Conducting experiments on animal models, such as rodents.
  • Evaluating drug safety, including acute and chronic toxicity, carcinogenicity, and reproductive toxicity.
  • Investigating pharmacokinetics and pharmacodynamics, such as absorption, distribution, and elimination.

Proof-of-Concept Studies

  • Demonstrating the drug's efficacy in relevant disease models, often in animals.
  • Determining the optimal dosing regimen and administration route.
  • Collecting preliminary data to support the design of clinical trials.

Formulation and Delivery Development

  • Creating stable and effective drug formulations for clinical testing.
  • Testing various delivery methods, such as oral, intravenous, or subcutaneous administration.
  • Ensuring the drug maintains its integrity and efficacy throughout storage and transportation.

Regulatory Compliance

  • Adhering to regulatory guidelines and good laboratory practices (GLP) throughout the preclinical testing process.
  • Submitting an Investigational New Drug (IND) application to the relevant regulatory agency.
  • Addressing any regulatory concerns and incorporating feedback into the research process.

Duration of Preclinical Investigation: Factors and Variability

The timeframe for preclinical research can vary significantly, typically ranging from mere months to as much as six years, though such lengthy programs are rare and one or two year investigations are much more common.

The duration of preclinical investigation is influenced by the complexity of the disease, the nature of the drug candidate, the availability of models, and regulatory requirements. The more complex the disease, the longer it may take to understand its underlying mechanisms and identify appropriate targets for intervention. For example, oncology research might involve extensive target identification and validation, leading to a longer preclinical investigation period.

Once a drug candidate has successfully passed preclinical testing, demonstrating promising safety and efficacy profiles, researchers can proceed to the next stages of drug development, which begins with an IND application, followed by clinical trials, and then the submission of a New Drug Application (NDA). Following final regulatory review and approval, post-marketing surveillance is initiated.

Types of Preclinical Studies

In Vitro

  • Biochemical: Examining the interaction between the drug candidate and its target molecules, such as enzymes, receptors, or other proteins.
  • Cell-based: Using cultured cells to evaluate the drug's effect on cellular processes, including cell proliferation, apoptosis, or differentiation.
  • Genotoxicity and Mutagenicity: Investigating the potential of the drug candidate to cause DNA damage or mutations, which could lead to cancer or other genetic disorders.
  • Drug Metabolism and Pharmacokinetics: In vitro models (e.g. liver microsomes or cultured hepatocytes) which look at drug metabolism, absorption, and potential drug-drug interactions.

In Vivo

  • Toxicology: Assessing the potential toxicity of the drug candidate following acute, sub-acute, and chronic exposure, providing insights into its safety profile.
  • Pharmacokinetics: Evaluating the absorption, distribution, metabolism, and excretion (ADME) of the drug candidate in the animal model, helping to inform dosing and administration strategies for clinical trials.
  • Pharmacodynamics: Investigating the relationship between drug concentration and its effect on the animal model, providing insights into optimal dosing regimens.
  • Efficacy: In vivo disease models that evaluate the therapeutic potential of the drug candidate.

Information Gathered During Preclinical Testing

  • Toxicity (including organ-specific toxicity and genotoxicity)
  • Therapeutic potential and response to disease
  • Mechanism of action and molecular and cellular processes
  • Biodistribution and potential accumulation in specific tissues
  • Suitable formulations and administration routes
  • Stability and shelf life of a drug candidate

Preclinical Trials: Limitations and Challenges

Although preclinical trials are a crucial step in the drug development process, they come with several disadvantages and limitations, including the limited predictive value of animal models, ethical concerns, limited availability of relevant models, and the resource-intensive nature of the process.

These challenges underscore the need for continued innovation in preclinical research methodologies, such as the development of more predictive models and the incorporation of alternative testing strategies, to improve the efficiency and effectiveness of drug development.


LIDE delivers innovations in oncology translational research and immuno-oncology. Contact Global Vice President, Josh Caggiula today to learn more about our first-class research capabilities.

Published by Lide Biotech Staff